DFT + U + V study of pristine and oxygen-deficient HfO 2 with self-consistent Hubbard parameters
Publication type: Journal Article
Publication date: 2025-03-06
scimago Q1
wos Q2
SJR: 0.945
CiteScore: 5.9
Impact factor: 3.4
ISSN: 24759953
Abstract
${\mathrm{HfO}}_{2}$-based ferroelectrics have emerged as promising materials for advanced nanoelectronics, with their robust polarization and silicon compatibility making them ideal for high-density, nonvolatile memory applications. Oxygen vacancies, particularly in positively charged states, are suggested to profoundly impact the polymorphism kinetics and phase stability of hafnia, thereby affecting its ferroelectric behavior. The electronic structures of pristine and oxygen-deficient hafnia polymorph have been extensively studied using density functional theory, primarily employing (semi-)local exchange-correlation functionals. However, these methods often underestimate band gaps and may not accurately capture the localized nature of $d$ electrons. In this work, we investigate hafnia in various phases using $\mathrm{DFT}+U+V$, with on-site $U$ and intersite $V$ Hubbard parameters computed self-consistently via the pseudohybrid Hubbard density functional, ACBN0, and its extended version eACBN0. We find that the self-consistent $\mathrm{DFT}+U$ method provides comparable accuracy to the computationally more expensive Heyd-Scuseria-Ernzerhof hybrid density functional in predicting relative thermodynamic stability, band gaps, and density of states. Furthermore, it is a cost-effective approach for estimating the formation energies of oxygen vacancies. Additionally, we demonstrate that environmentally dependent Hubbard parameters serve as useful indicators for analyzing bond strengths and electronic structures in real space.
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Yang Y. et al. DFT+U+V study of pristine and oxygen-deficient HfO2 with self-consistent Hubbard parameters // Physical Review Materials. 2025. Vol. 9. No. 3. 034402
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Yang Y., Yang W., Son Y., Liu S. DFT+U+V study of pristine and oxygen-deficient HfO2 with self-consistent Hubbard parameters // Physical Review Materials. 2025. Vol. 9. No. 3. 034402
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TY - JOUR
DO - 10.1103/physrevmaterials.9.034402
UR - https://link.aps.org/doi/10.1103/PhysRevMaterials.9.034402
TI - DFT+U+V study of pristine and oxygen-deficient HfO2 with self-consistent Hubbard parameters
T2 - Physical Review Materials
AU - Yang, Yudi
AU - Yang, Wooil
AU - Son, Youngwoo
AU - Liu, Shi
PY - 2025
DA - 2025/03/06
PB - American Physical Society (APS)
IS - 3
VL - 9
SN - 2475-9953
ER -
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@article{2025_Yang,
author = {Yudi Yang and Wooil Yang and Youngwoo Son and Shi Liu},
title = {DFT+U+V study of pristine and oxygen-deficient HfO2 with self-consistent Hubbard parameters},
journal = {Physical Review Materials},
year = {2025},
volume = {9},
publisher = {American Physical Society (APS)},
month = {mar},
url = {https://link.aps.org/doi/10.1103/PhysRevMaterials.9.034402},
number = {3},
pages = {034402},
doi = {10.1103/physrevmaterials.9.034402}
}
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